We see that javascript is disabled or not supported by your browser - javascript is needed for important actions on the site. Read more

What's New - Home - Login

Member $avings: $81,532,706.92 | Books Available: 801,293 | Members Online: 260

Swap Used Books - Buy New Books at Great Prices!

How To Swap Books Sign Up Search submenu

PBS Market (New Books)

Gift Buying Guide

Book Browser Advanced Search Books Posted Today Member Book Reviews Award Winning Books NYT Best Sellers Amazon Best Sellers Most Traveled Copies Club Wish List

Discussion Forums Book Lists

Club Lists My Book Lists My Watched Lists Create a List

Blog Donations

School Donation Program In Memory of... Military Donation Program Friends of PBS

Box-O-Books Maps The Eclectic Pen Fun Stuff

20 Questions Sudoku Bookmark Creator

Top 100

Requests Posts Swappers Referrers Reviewers

Pulse of PBS Spread The Word

Invite Friends Bookmarks Facebook Page Facebook App More Ways...

Photo Gallery Recipes Club Tag Cloud Member Testimonials

Help Center submenu

How To Swap Books Browse Help Docs Ask the Librarian PBS Member Icons Live Help

Kiosk

PBS Market (New Books) Go Shopping Buy Credits Buy PBS Money Upgrade Membership Gift Certificates Transfer Credits

Need Help?

Search - Banking and Financial Services: Banking, Securities, and Insurance Regulatory Guide

Banking and Financial Services Banking Securities and Insurance Regulatory Guide
Author: Melanie L. Fein

For banks, insurance companies and securities firms preparing to capitalize on the rapidly accelerating trend towards financial services convergence, the possibilities are virtually endless. Unfortunately, so is the list of federal laws and regulations with which they will have to contend on their way to enter... more »ing and succeeding in a new sector. How can you help your company or client effectively navigate the regulatory maze and clear the hurdles inherent to cross-sector mergers, acquisitions and new product or service introductions? Aspen Publishers' Banking and Financial Services: Banking, Securities and Insurance Regulatory Guide will help you comply with all the requirements. Sweeping coverage of essential financial services regulation Up-to-date with the latest wave of agency rulings and releases, Banking and Financial Services: Banking, Securities and Insurance Regulatory Guide cuts through much of the confusion associated with the Gramm-Leach-Bliley Act and spotlights the points where key banking, insurance and securities regulations intersect. You'll be fully briefed not only on regulatory content but, more importantly, on how the regulations interact with each other and how this interaction may bolster or hinder specific business strategies. Expert insight and analysis to help you proceed with confidence Banking and Financial Services: Banking, Securities and Insurance Regulatory Guide helps you develop and implement a convergence strategy that fully reflects the current regulatory and supervisory landscape. Author Melanie Fein provides clear, practical commentary to help you evaluate the options and ultimately decide which financial service markets, products and partners are most viable for your company or your clients. Vital "red flags" pinpointing regulatory obstacles and pitfalls As key agencies - including the SEC, the FDIC, the Federal Reserve Board and the Comptroller of the Currency - increase their focus on supervision and enforcement, it is essential that your company or clients steer clear of common but potentially serious regulatory pitfalls. Turn to Banking and Financial Services: Banking, Securities and Insurance Regulatory Guide to quickly discover which activities are off limits to which entities, what little-known regulations can lead to big problems, and more.

ISBN-13: 9780735561502
ISBN-10: 0735561508
Pages: 26
Rating:

0 stars, based on 0 rating

Publisher: Aspen Publishers
Book Type: Hardcover
Members Wishing: 0
Reviews: Amazon | Write a Review

Back to the Top ↑

Search - Banking and Financial Services: Banking, Securities, and Insurance Regulatory Guide

Loading...