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Broker-Dealer Regulation in a Nutshell, 2d (In a Nutshell (West Publishing))
BrokerDealer Regulation in a Nutshell 2d - In a Nutshell West Publishing
Author: Thomas Lee Hazen
This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you with an understanding of basic concepts and the underlying regulatory scheme, providing an explanation of broker-dea...  more »
ISBN-13: 9780314189578
ISBN-10: 0314189572
Publication Date: 2/18/2011
Pages: 317
Edition: 2
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Publisher: West
Book Type: Paperback
Members Wishing: 0
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